WebMay 20, 2024 · Under the revamped licensing process however, the LC is now also obliged specifically to notify the SFC if the individual has been the subject of any internal investigation by the LC within the six month period preceding the cessation. WebJan 22, 2024 · The San Francisco Fair Chance Ordinance (the “FCO”), which was amended as of October 1, 2024, has long required that covered employers provide employees …

Request for Comments on Notification Procedures for …

WebDec 1, 2024 · For details of the notification requirements, you should refer to relevant provisions of the SFO (e.g. sections 123 and 135) and the Securities and Futures (Licensing and Registration) (Information) Rules. All notifications must be made … In this sub-section, you will find all news releases issued by the SFC. The list is … WebNov 7, 2024 · If the data centre is in Hong Kong, the SFC will expect firms to provide the EDSP with a notice authorizing the provider to provide records on demand, without undue delay, and potentially without notice to the licensed corporation. ... Considering the 30 June 2024 compliance deadline, meeting the requirements spelled out by the SFC is a doable ... sync philips wiz lightbulbs

e-Distribution - SFC

WebJun 30, 2024 · Obtain SFC's prior written consent: LCs must obtain the SFC's prior written consent for the data centre used by the EDSP to store the Regulatory Records, for the … WebCompliance regarding matters the Company is required to notify the SFC. Section 135 of the SFO and parts 1 to 3 of Schedule 3 to the Securities and Future (Licensing and … WebAug 31, 2015 · On 11 May 2015, the Securities and Futures Commission (SFC) issued a circular (Circular) reminding intermediaries, and their substantial shareholders, of the various notification requirements under the law and the Code of Conduct.i In short, timely notification must be given to the SFC upon the occurrence of certain events, whether to … sync performance wear